regions bank chief compliance officer

დამატების თარიღი: 11 March 2023 / 08:44

Anthony Restel President, Regional Banking . Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. Danella earned a bachelors degree in Economics and English from Vanderbilt. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Logan M. Pichel Prior to assuming his current role, he. At a time when the compliance officers are challenged to effectively manage the risks of modern business, new chief compliance officers need to find their feet fast and lead boldly. He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. He leads the company's Executive Leadership Team. Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. In this role he co-led the strategic definition and global vision of omnichannel experience for the BBVA Group. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Responsibilities include governance and operational effectiveness as well as oversight and monitoring. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Bill Ritter serves as Head of the Wealth Management group at Regions. Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. Chief Financial Officer. Regions Bank is an Equal Housing Lender and Member FDIC. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. He is a member of the Regions Executive Leadership Team. Chief Risk Officer. Evaluate current compliance program activities and gauge their effectiveness and impact. Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. Scott Peters serves as Chief Transformation Officer and is a member of the companys Executive Leadership Team. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. Martha Raber leads Financial Risk activities for Regions with responsibility for enterprise-wide financial risk oversight for Consumer, Wealth, and Wholesale lines of business as well as proactive governance of Credit, Market, Liquidity, Capital and Strategic Risks. Head of Corporate Banking Group. Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Andy Hernandez is Chief Digital Officer for Regions. Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. Keenan has more than 25 years of human resources experience and has been in his current role since 2010. Couch earned a bachelors degree in Corporate Finance from the University of Alabama. Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Tara A. Plimpton serves as Chief Legal Officer and Corporate Secretary for Regions Financial Corporation and is a member of the companys Executive Leadership Team. In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. He was named president in December 2017. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Before joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.7 trillion in assets, in various leadership roles in sales, strategy, client services and marketing. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. He has held many leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region and led the integration process for the Mississippi/Louisiana markets during the Regions AmSouth merger. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Andrs "Andy" Hernndez At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Regions Investment Solutions is a marketing name of Cetera Investment Services. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Ronald G. Smith Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. Barb Godin Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Prior to assuming her current role, she was named associate director of investor relations in 2010. Core Product Marketing. was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. David R. Keenan Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. All Rights Reserved. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. She assists in setting strategy for the risk group as well as working closely with the Chief Risk Officer in developing and implementing controls and cost-effective approaches to minimize the Banks risk. In that role, she led a team of over 450 global professionals running critical compliance, trade, IP, labor, and transactional support for GE globally. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. By Jeremy King | February 9, 2021. Dana W. Nolan He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. Senior Executive Vice President Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Nix commits much of his time to community engagement and professional organizations. He is also a member of the companys Executive Leadership Team. She leads the companys Legal, Government Affairs, and Corporate Governance departments. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. Executive Vice President Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. In addition to overseeing all Relationship Management activities across the organization, he is responsible for specialty segments including Government and Institutional Banking (GIB), Small Business Administration (SBA) and Agriculture. Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. Cheatham graduated from Auburn University with a bachelors degree in accounting. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. He was named president in December 2017. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. Abrahams is also the President of the Regions Foundation, which is among the top 100 corporate sponsored foundations (based on endowment size). Executive Vice President Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. Additional information about Regions and its full line of products and services can be found at www.regions.com. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Save time and execute with confidence when creating your strategic plan for compliance. Deliver an effective board presentation on your companys culture, primary drivers of a strong culture of integrity, and next steps for risk mitigation and management. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Executive Vice President Hope D.Mehlman The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. President and Chief Executive Officer of Regions Financial Corporation. Andrew Nix will join Regions as chief governance officer on March 17. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. In addition, Nolan oversees competitive and strategic analysis. In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. 2023 Regions Bank. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Peters holds a bachelors of science degree in Marketing from the University of Connecticut, Storrs, Connecticut. Chief Administrative and Human Resources Officer. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. Executive Vice President Lusco joined Regions in 2011, bringing over 30 years of audit, accounting and risk management expertise in a wide range of institutions. Senior Executive Vice President Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. He is responsible for ensuring Regions has an effective and coordinated approach to government relations, community economic development and philanthropy. Birmingham's largest bank has added a new leader to its ranks. Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University.

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regions bank chief compliance officer

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